Tiger Brokers (Singapore) Pte Ltd
Compliance Manager
Responsibility:
The Compliance Manager will be responsible for carrying out the associated responsibilities required by the Monetary Authority of Singapore (MAS), including performing compliance oversight, monitoring, review, assist in consultancy and training.
- Provide regulatory compliance advice to business and support functions assigned
- Assist with the annual compliance work plan and conduct compliance testing, assessment and reviews on the business ad outsourced service provider
- Keep abreast with regulatory changes, upon compliance registers, monitor key regulatory obligations and manage and monitor new regulatory changes and update the policy/procedures to comply with regulatory requirements
- Provide coverage and support to other team members such as trade surveillance matters
- Assist in internal and external audits and regulatory inspections, secretarial support for Risk and Compliance Committees and perform any other duties assigned by the Head of Compliance
Qualifications:
- Current / previous experience in CFD, LFX is compulsory
- At least 7 years of proven working experience in Compliance, preferably in a capital market services intermediary or a financial services regulatory authority
- In-depth understanding of the SFA, SFR, & relevant regulations
- Analytical and problem-solving skills
- Able to embrace ambiguity and effectively prioritize in a fast-paced environment
- Proficient in English and Mandarin – able to write and speak well
If this role excites you, we would love to hear from you! Please send your resume to sghr@tigerbrokers.com.sg